Gina N. Scianni


“corporate veil”, scandal, “Wall Street”, “regulation analyst certification”, “investment bank!”, “research analyst”, underwr!, “conflict of interest”, “Investment Advisers Act of 1940”, “research recommendation committee”, “compliance monitor”, Grubman, Merrill, WorldCom, IPO, “Friend’s of Frank”, CSFB, NASD, “Sarbanes-Oxley Act”, SRO, insulation, spinning, “independent research”, “monetary sanctions”, “supervisory procedure”, Quattrone



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