From Behind the Corporate Veil: The Outing of Wall Street's Investment Banking Scandals - Why Recent Regulations May Not Mean the Dawn of a New Day

Authors

Gina N. Scianni

Keywords

“corporate veil”, scandal, “Wall Street”, “regulation analyst certification”, “investment bank!”, “research analyst”, underwr!, “conflict of interest”, “Investment Advisers Act of 1940”, “research recommendation committee”, “compliance monitor”, Grubman, Merrill, WorldCom, IPO, “Friend’s of Frank”, CSFB, NASD, “Sarbanes-Oxley Act”, SRO, insulation, spinning, “independent research”, “monetary sanctions”, “supervisory procedure”, Quattrone

Recommended Citation

Gina N. Scianni, From Behind the Corporate Veil: The Outing of Wall Street's Investment Banking Scandals - Why Recent Regulations May Not Mean the Dawn of a New Day, 9 Fordham J. Corp. & Fin. L. 257 (2003).
Available at: https://ir.lawnet.fordham.edu/jcfl/vol9/iss1/6