SEC, fiduciary obligations, Harvey Pitt, proxy voting disclosure, mutual fund, Investment Advisers Act of 1940, shareholder value, portfolio company governance, capital market investors, accounting scandals, open-end funds, closed-end funds, Form N-PX, proxy voting policies, third party proxy service providers, independent directors, conflicts of interest, board oversight requirements, voting securities, costs of compliance, Investment Adviser Proxy Final Rule, confidential proxy voting, voting records, SAI Disclosure, Rule 206(4)-6, proxy voting authority, record-keeping



To view the content in your browser, please download Adobe Reader or, alternately,
you may Download the file to your hard drive.

NOTE: The latest versions of Adobe Reader do not support viewing PDF files within Firefox on Mac OS and if you are using a modern (Intel) Mac, there is no official plugin for viewing PDF files within the browser window.