Analyst Conflicts of Interests: Are the NASD and NYSE Rules Enough?

Authors

Karen Contoudis

Keywords

financial analysts, analysts, NASD, NYSE, rules, regulation, self-regulation, securities analyst, investment banking, Self Regulatory Organization, SRO, sell-side analyst, buy-side analyst, conflict of interest, IPO, NASD Proposed Rule 2711, analyst supervision, disclosure requirements, NYSE Rule 472, NYSE Rule 351, Chinese Wall

Recommended Citation

Karen Contoudis, Analyst Conflicts of Interests: Are the NASD and NYSE Rules Enough?, 8 Fordham J. Corp. & Fin. L. 123 (2003).
Available at: https://ir.lawnet.fordham.edu/jcfl/vol8/iss1/5