Kim Bang, Bloomberg's TradeBook a, William Lupien, OptiMark, Peter Madoff, electronic communications network, ECN, Order Audit Trail System, OATS, Next Nasdaq, Order Handling Rules, SelectNet, National Best Bids or Offers, Self-Regulatory Organization, SRO



To view the content in your browser, please download Adobe Reader or, alternately,
you may Download the file to your hard drive.

NOTE: The latest versions of Adobe Reader do not support viewing PDF files within Firefox on Mac OS and if you are using a modern (Intel) Mac, there is no official plugin for viewing PDF files within the browser window.