Keywords
Corporate Merger, New York Stock Exchange, National Association of Securities Dealers, Financial Industry Regulatory Authority, Sub-Prime Disaster, FINRA, investor protection, Financial Services Authority, Pecora Hearings, specialist trading, Securities Investors Protection Act, Archipelago Holdings, over-the-counter trading, National Association of Securities Dealers Automatic Quotation, securities, consolidation, arbitration, securities dispute resolution, principles based regulation, single exam program, firm gateway system, small firm emergency partner program, self-regulatory organizations, securities regulation, SRO, self-regulatory organization, merger, Sub-prime mortgage, FINRA, Financial Industry Regulatory Authority, NASD, NYSE, duel regulation, investor protection, SRO consolidation, FSA, SEC, 1937 SEC revisions, SIPA, securities protector investment act, Martin Report, Maloney Act, NASDAQ, SRO consolidation opposition, SRO consolidation support, FINRA governance structure, Principle based regulation, single exam program audits, firm gateway system
Recommended Citation
Yesenia Cervantes,
Fin Rah!...A Welcome Change: Why the Merger Was Necessary to Preserve U.S. Market Integrity,
13 Fordham J. Corp. & Fin. L. 829
(2008).
Available at: https://ir.lawnet.fordham.edu/jcfl/vol13/iss5/3