Keywords
Self-regulation, NYSE, investor confidence, SEC oversight, securities, industry, securities firms, regulator, governance, stock, compliance, fraudulent activity, industry capture, SRO, knowledge, transparency, independence, eliminate duplication, stern and effective discipline, active participation, forthright relationships
Recommended Citation
William Michael Treanor, John F.X Peloso, Jill E. Fisch, and Richard G. Ketchum,
The Fifth Annual A. A. Sommer, Jr. Lecture on Corporate, Securities & Financial Law,
10 Fordham J. Corp. & Fin. L. 203
(2005).
Available at: https://ir.lawnet.fordham.edu/jcfl/vol10/iss2/2
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