Customer Sophistication and a Plaintiff's Duty of Due Diligence: A Propsed Framework for Churning Actions in Nondiscretionary Accounts Under SEC Rule 10b-5

Authors

Michael Slonim

Keywords

SEC, churning, broker, accounts, scienter, Rule 10b-5, customer, due diligence

Recommended Citation

Michael Slonim, Customer Sophistication and a Plaintiff's Duty of Due Diligence: A Propsed Framework for Churning Actions in Nondiscretionary Accounts Under SEC Rule 10b-5, 54 Fordham L. Rev. 1101 (1986).
Available at: https://ir.lawnet.fordham.edu/flr/vol54/iss6/4