•  
  •  
 

Keywords

regulation, securities industry, Securities and Exchange Commission, markets, order handling rules, over the counter, electronic communication networks, stocks, trading, alternative trading systems, quotes, market surveillance Nasdaq Order Delivery and Execution System, SelectNet

Share

COinS
 
 

To view the content in your browser, please download Adobe Reader or, alternately,
you may Download the file to your hard drive.

NOTE: The latest versions of Adobe Reader do not support viewing PDF files within Firefox on Mac OS and if you are using a modern (Intel) Mac, there is no official plugin for viewing PDF files within the browser window.