The Seventh Annual A.A. Sommer, Jr. Lecture on Corporate, Securities & Financial Law: The U.K FSA: Nobody Does It Better?

Authors

William Michael Treanor
Ben A. Indek
Jill E. Fisch

Keywords

U.K. Financial Services Authority, FSA, Financial Services and Markets Act 2000 (FSMA), regulation, risk-based, regulator, approach, principles-based regulation, light-touch approach, SEC, enforcement, market abuse, hedge fund, criminal prosecutions, supervision, Serious Fraud Office, remediation

Recommended Citation

William Michael Treanor, Ben A. Indek, and Jill E. Fisch, The Seventh Annual A.A. Sommer, Jr. Lecture on Corporate, Securities & Financial Law: The U.K FSA: Nobody Does It Better?, 12 Fordham J. Corp. & Fin. L. 260 (2007).
Available at: https://ir.lawnet.fordham.edu/jcfl/vol12/iss2/1