Fordham Journal of Corporate and Financial Law
| Editor-in-Chief: | Rachael De Chacόn, rdechacon@law.fordham.edu |
|---|---|
| Managing Editor: | Alyssa Astiz, aastiz@law.fordham.edu |
The Fordham Journal of Corporate & Financial Law examines current issues at the intersection of business and the law. It is the #1 most cited banking and finance Journal.
Recent Content
In The Wake of Empagran – Lights Out on Foreign Activity Falling Under Sherman Act Jurisdiction? Courts Carve Out A Prevailing Standard
Kelly L. Tucker
A Dissent Dampened by Timing: How the Stock Market Exception Systematically Deprives Public
Jeff Goetz
A Short History of Tontines
Kent McKeever
I.R.C. Section 7430 Attorney's Fees: Navigating Section 7430 and a Call for the Final Act
Jeffrey E. Ouijano
Rodney P. Mock
Stretching the Limits of Deal Protection Devices: From Omnicare To Wachovia
Eleonora Gerasimchuk
Financial Statement Reporting of Pending Litigation: Attorneys, Auditors, and Difference of Opinions
W. R. Koprowski
Steven J. Arsenault
Michael Cipriano
Simultaneous Distress of Residential Developers and Their Secured Lenders An Analysis of Bankruptcy & Bank Regulation
Sarah Pei Woo
Risks and Hedges of Providing Liquidity in Complex Securities: The Impact of Insider Trading on Options Market Makers
Stanislav Dolgopolov
Quantitative Proof of Reputational Harm
Meiring De Villiers
Lecture at Fordham Corporate Law Center by William Dudley, President of Federal Reserve Bank of New York
William Dudley
The Tenth Annual A. A. Sommer, Jr. Lecture on Corporate, Securities, & Financial Law
Elisse B. Walter
Securities Fraud, Officer and Director Bars, and the "Unfitness" Inquiry after Sarbanes Oxley
Jon Carlson
Cornerstone Investors and Initial Public Offerings on the Stock Exchange of Hong Kong
Chee Keong Low
D&O Insurance in Bankruptcy: Just Another Business Contract
Elina Chechelnitsky
The Crumbled Difference Between Legal and Illegal Arbitration Awards: Hall Street Associates and the Waning Public Policy Exception
Jonathan A. Marcantel
Don't Cry for Me Argentina: Economic Crises and the Restructuring of Financial Property
Horacio Spector
Eat Your Vegetables (Or at Least Understand Why You Should): Can Better Warning and Education of Prospective Minority Owners Reduce Oppression in Closely Held Businesses?
Michael K. Molitor
Bank Merger Reform Takes an Extended Philadelphia National Bank Holiday
Edward Pekarek
Michela Huth
Waging War With Wal-Mart: A Cry For Change Threatens the Future of Industrial Loan Corporations
Zachariah J. Lloyd
Perceptions of the Future of Bank Merger Antitrust: Local Areas Will Remain Relevant Markets
Gregory J. Werden
Executive Compensation: The New Executive Compensation Disclosure Rules Do Not Result in Complete Disclosure
Sean M. Donahue
Hedge Funds, Liquidity and Prime Brokers
Nathan Bryce
Developing an Antitrust Injury Requirement for Injunctive Relief that Reflects the Probability of Anticompetitive Harm
Yavar Bathaee
The Antitrust Aspects of Bank Mergers - Panel Discussion II: Consumer Issues
Carl Felsenfeld
Duncan MacDonald
Jeffrey Shinder
Robert Manning
A Proposal For Protecting Executive Communications With Corporate Counsel After Corporate Client Has Waived Its Attorney-Client Privilege
John W. Gergacz
Attorneys as Debt Relief Agencies: Constitutional Considerations
Marisa Terranova
Fin Rah!...A Welcome Change: Why the Merger Was Necessary to Preserve U.S. Market Integrity
Yesenia Cervantes
Approaching Comparative Company Law
David C. Donald
Securities Regulation in Low-Tier Listing Venues: The Rise of the Alternative Investment Market
Jose M. Mendoza
The Antitrust Aspects of Bank Mergers - Panel Discussion I: Development of Bank Merger Law
Carl Felsenfeld
Douglas Broder
Bert Foer
Dr. Anne Gron
A Redeeming Interest in Religious Freedom: Are Islamic Mortgage Alternatives Clogs on the Equitable Right of Redemption?
Scott Griswold
A Redeeming Interest in Religious Freedom: Are Islamic Mortgage Alternatives Clogs on the Right of Redemption?
Scott Griswold
Securities Arbitrators Do Not Grow On Trees
Constantine N. Katsoris
An End to the Deadbeat Dad Dilemma? - Puncturing the Paradigm by Allowing a Deduction for Child Support Payments
Reginald Mombrun
The Antitrust Aspects of Bank Mergers - Introduction
Carl Felsenfeld
Returning Rico to Racketeers: Corporations Cannot Constitute an Associated-in-Fact Enterprise Under 18 U.S.C. § 1961(4)
Caroline N. Mitchell
Jordan Cunningham
Mark R. Lentz
Evaluating the Mission: A Critical Review of the History and Evolution of the SEC Enforcement Program
Paul S. Atkins
Bradley J. Bondi
From Vanilla Swaps to Exotic Credit Derivatives: How to Approach the Interpretation of Credit Events
Jongho Kim, Ph.D
Panel Discussion: Subprime Mortgage Meltdown and the Global financial Crisis
William Michael Treanor
Constantine N. Katsoris
Jill E. Fisch
Stuart Kaswell
Steven M. Cohen
Harvey Miller
Gretchen Morgenson
Richard Neiman
Giovanni Prezioso
Muriel Siebert
The Eighth Annual A.A. Sommer, Jr. Lecture on Corporate, Securities, and Financial Law
William Michael Treanor
Ben A. Indek
Jill E. Fisch
Paul S. Atkins
The Antitrust Aspects of Bank Mergers
Editors' Forward
Protecting the New Face of Entrepreneurship: Online Appropriate Dispute Resolution and International Consumer-to-Consumer Online Transactions
Ivonnely Colón-Fung
Ethics: Inherent In Islamic Finance Through Shari'a law; Resisted In American Business Despite Sarbanes-Oxley
Christine Walsh
Incomes, Taxes and the Constitution: Why the D.C. Circuit Court of Appeals Got it Right in Murphy
Russell F. Romond
Risk Distribution in the Capital Markets: Credit Default Swaps, Insurance and a Theory of Demarcation
Robert F. Schwartz
Confidential Informants in Private Litigation: Balancing Interests in Anonymity and Disclosure
Ethan D. Wohl
The Role of Financial Journalists in Corporate Governance
Michael J. Borden
A "TIC"ing Time Bomb: Rule 506 Meets Section 1031
Elizabeth A. Whitman
Still "Ain't No Glory in Pain": How the Telecommunications Act of 1996 and Other 1990s Deregulation Facilitated the Market Crash of 2002
André Douglas Pond Cummings
Compensation Practices for Retail Sale of Mutual Funds: the Need for Transparency and Disclosure
John Howat
Linda Reid
A Default Rule of Omnipotence: Implied Jurisdiction and Exaggerated Remedies in Equity for Federal Agencies
George P. Roach
Director Compliance with Elusive Fiduciary Duties in a Climate of Corporate Governance Reform
Nadelle Grossman
SEC Settlement: Agency Self-Interest or Public Interest
Danné L. Johnson
The Seventh Annual A.A. Sommer, Jr. Lecture on Corporate, Securities & Financial Law: The U.K FSA: Nobody Does It Better?
Dean William Michael Treanor Welcome
Ben A. Indek Opening Remarks
Jill E. Fisch Opening Remarks
Jewish Law and Socially Responsible Corporate Conduct
Steven H. Resnicoff
The Economy of Communnion Project
Luigino Bruni
Amelia J Uelmen
Symposium Final Discussion
Robert Hurley
The Self-Regulating Corporation: How Corporate Codes can Save Our Children
Natasha Rossell Jaffe
Jordan D. Weiss
Symposium Panel Three: Viable Models: Shareholder Resolutions
Patricia Daly
Rabbi Mordechai Liebling
Bank Corporate Governance: The Emerging Ukrainain Market Compared to International Best Practices
Maksym V. Burlaka
Roadmap to Securities ADR
Constantine N. Katsoris
Symposium Panel Two: Managing as if Faith Matters
Talat Ansari
Charles M.A Clark
Joseph E. Geoghan
State Action Antitrust Exemption Collides With Deregulation: Rehabilitating the Foreseeability Doctrine
Elizabeth Trujillo
Symposium Keynote Address: An Economist's Perspective
Stefano Zamagni
Henry Schwalbenberg Response
Does the Law Encourage Unethical Conduct in the Securities Industry?
Di Lorenzo Vincent
The Political Dynamics of Corporate Legislation: Lessons From Israel
Yael T. Ben-Zion
Symposium Panel One: Does Corporate Decision Making Allow Room for Religious Values
Russell G. Pearce
Steven H. Resnicoff
Mark A. Sargent
W Bradley Wendel
The 2004 Amendments to the Federal Sentencing Guidelines and their Implicit Call for a Symbiotic Integration of Business Ethics
Hess David
Robert S. McWhorter
Timothy L. Fort
Panel Discussion: Bigger Carrots and Bigger Sticks: Issues and Developments in Corporate Sentencing
Jill E. Fisch Welcome
Hon. John S. Martin Introduction
Richard C. Breeden
Timothy Coleman
Stephen M. Cutler
Celeste Koeleveld
Richard H. Walker
Symposium Religious Values and Corporate Decision Making: An Interdisciplinary Interfaith Conference for Corporate Executives and Legal Counsel
Amelia J. Uelmen Foreword
Dean William Michael Treanor Welcome
The Sixth Annual A.A. Sommer, Jr. Lecture on Corporate, Securities & Financial Law
Dean William Michael Treanor Welcome
Ben A. Indek Operning Remarks
Jill E. Fisch Opening Remarks
Edward F. Greene Speaker
Anti-Dumping Circumvention in the EU and the US: Is There a Future For Multilateral Provisions Under the WTO?
Lucia Ostoni
Delaware LLCs and Corporate Veil Piercing: Limited Liability has its Limitations
Fredric J. Bendremer
Rock, Paper, Scissors: Choosing the Right Vehicle for Federal Corporate Governance Initiatives
Joan MacLeod Heminway
Developing a Law/Business Collaboration Through Pace's Securities Arbitration Clinic
Jill I. Gross
Ronald W. Filante
The Fifth Annual A. A. Sommer, Jr. Lecture on Corporate, Securities & Financial Law
William Michael Treanor Introduction
John F.X Peloso Introduction
Jill E. Fisch Introduction
Richard G. Ketchum
Brokers and Advisers – What’s in a Name?
Barbara Black
The Fourth Annual Albert A. DeStefano Lecture on Corporate, Securities & Financial Law
William Michael Treanor Introduction
Jill E. Fisch Introduction
Constantine N. Katsoris Introduction
John F.X Peloso Moderator
Brandon Becker
Robert Colby
Richard G. Ketchum
Mark E. Lackritz
Annette L. Nazareth
Mary L. Shapiro
The Fifth Annual Albert A. DeStefano Lecture on Corporate, Securities & Financial Law
Constantine N. Katsoris Welcome
Jill E. Fisch Introduction
Eliot Spitzer
Structuring Transactions Outside All Holders/Best Price Rule
Mark Khmelnitskiy
Are Chinese Walls the Best Solution to the Problems of Insider Trading and Conflicts of Interest in Broker-Dealers?
Christopher M. Gorman
Evidentiary Surrogacy and Risk Allocation: Understanding Imputed Knowledge and Notice in Modern Agency Law
Marin R. Scordato
Mediating International Business Disputes
Daniel Q. Posin
In Search of a Higher Standard: Rethinking Fiduciary Duties of Directors of Wholly-Owned Subsidiaries
Stefan J. Padfield
One Nation, Individisible: The Use of Diversity Report Cards to Promote Transparency, Accountability, and Workplace Fairness
Cyrus Mehri
Andrea Giampetro-Meyer
Michael B. Runnels
The Litigation Financing Industry: The Wild West of Finance Should be Tamed not Outlawed
Susan Lorde Martin
Breaking the Market's Dependence on Independence: An Alternative to the "Independent" Outside Auditor
Peter KM Chan
Debt Investments in Competitors under the Federal Antitrust Laws
Hanno F. Kaiser
A Legal Usage Analysis of "Material Adverse Change" Provisions
Kenneth A. Adams
The Third Annual Albert A. DeStefano Lecture on Corporate Securities & Financial Law
Rosen M. Rosen moderator
William Michael Treanor welcoming remarks
Jill E. Fisch introduction
Brandon Becker
Robert Colby
Richard Ketchum
Andrew Klein
Catherine McGuire
Annette Nazareth
Lee A. Pickard
The Fourth Annual A.A. Sommer, Jr., Lecture on Corporate, Securities & Financial Law
William J. McDonough
Dean William Michael Treanor
John FX Peloso
Jill E. Fisch
Information Privacy and Internet Company Insolvencies: When a Business Fails, Does Divesture or Bankruptcy Better Protect the Consumer?
Farah Z. Usmani
A Tangled Web: Compliance Director Liability Under the Securities Laws
Anthony Pirraglia
The Future of Codetermination After Centros: Will German Corporate Law Move Closer to the U.S. Model?
Jens C. Dammann
The Misappropriation Theory of Insider Trading in the Supreme Court: A (Brief) Response to the (Many) Critics of United States v. O'Hagan
Randall W. Quinn
Financial Account Aggregation: The Liability Perspective
Ann S. Spiotto
Disclosure of the Irrelevant? –Impact of the SEC’s Final Proxy Voting Disclosure Rules
Brian D. Stewart
Gifts of Family LLC Units in a Post-Hackl Era: Present Interests or Future Interests?
Thomas S. Flickinger
The Executive Protection: Freezing the Financial Assets of Alleged Terrorists, The Constitution, and Foreign Participation in U.S. Financial Markets
R. Colgate Selden
In Employers We Trust The Federal Right Of Contribution Under Internal Revenue Code Section 6672
Kenneth Ryesky
Piercing the Corporate Veil of a New York Not-For-Profit Corporation
Matthew D. Caudill
Public Relations
Howard J. Rubenstein
Jill Fisch
John Elsen
Stanley S. Arkin
Randall Smith
Carl Felsenfeld
Bag Wars and Bank Wars, The Gucci and Banque National de Paris Hostile Bids: European Culture Responds to Active Shareholders
Ernesto Hernández-López
The New Mandate of the Corporate Lawyer After the Fall of Enron and the Enactment of the Sarbanes-Oxley Act
Christina R. Salem
Keynote Address
Susan S. Bies
Alan Rechtschaffen
Multinational Enforcement of U.S. Securities Laws: The Need for the Clear and Restrained Scope of Extraterritorial Subject-Matter Jurisdiction.
Kun Young Chang
To Shred or Not to Shred: Document Retention Policies and Federal Obstruction of Justice Statutes
Christopher R. Chase
"Go Pick A Client" - And Other Tales of Woe Resulting from the Selection of Class Counsel by Court-Ordered Competitive Bidding
Fred B. Burnside
Corporate Governance Issues
Peter Peterson
John Foster
Jeffrey Colon
William Treanor
If Multidisciplinary Parternships Are Introduced Into The United States, What Could Or Should Be The Role Of General Counsel?
Michele D. Beardslee
The A.A. Sommer, JR. Annual Lecture On Corporate Securities & Financial Law: Post-Enron America: An SEC Perspective
Harvey Goldschmid
William Treanor
John F.X. Peloso
Jill Fisch
Accounting
Steven Raymar
John Finnerty
Michael Zwecher
Lesson From the Trenches: Debtor Educator in Theory and Practice
Susan Block-Lieb
Karen Gross
Richard L. White
The Soft-Landing Fallacy and Consumer Debtors
Barry E. Adler
But Can She Keep the Car? Some Thoughts on Collateral Retention in Consumer Chapter 7 Cases
Marianne B. Culhane
Michaela M. White
Response to Eric Posner
Jean Braucher
Means Testing Consumer Bankruptcy: The Problems of Means
Jean Braucher
Inequities in the Resolution of Securities Disputes: Individual or Class Action; Arbitration or Litigation
Farah Z. Usmani
The Problem of Corporate Groups, A Comment on Professor Ziegel
Robert K. Rasmussen
Constitutional Economics and the Bank of Russia
Peter Barenboim
The SEC's "Fair Value" Standard for Mutual Fund Investment in Restricted Shares and Other Illiquid Securities
Janet Kiholm Smith Dr.
Lessons To Be Learned: The Conflict in International Antitrust Law Contrasted With Progress in International Financial Law
William P. Connolly
An Overview of Derivatives Litigation, 1994 to 2000
John D. Finnerty
The Impact of Bankruptcy Reform on "True Sale" Determination in Securitization Transactions
Steven Schwarcz
The Resolution of Securities Disputes
Constantine N. Katsoris
The Critical Issue of Standing Under Section 11 of the Securities Act of 1933
Paul C. Curnin
Christine M. Ford
Revised Article 9, The Proposed Bankruptcy Code Amendments and Securitizing Debtors and Their Creditors
Lois R. Lupica
The SEC's Regulation FD
Richard L. Anderson
David Becker
Harvey L. Goldschmid
Eric D. Roiter
Susan E. Wolf
Alex Zisson
Jill E. Fisch
The New Policy Agenda for Financial Services
Richard S. Carnell
The Hot IPO Phenomenon and the Great Internet Bust
Andres Rueda
Muddy Rules for Securitizations
Edward J. Janger
The Policy Aspect, Consumer Data Privacy
Clyde Mitchell
Carl Howard
Oliver I. Ireland
Joel R. Reidenberg
Jay N. Soloway
The New Normal: Changes in Self Regulation and the Securities Industry in the Wake of the 9/11 Tragedy
Mary L. Schapiro
Response: Small Business Reorganization and the SABRE Proposals
Joseph A. Guzinsky
Strategic Planning for Financial Institutions in a New Legal and Economic Environment
Carl Felsenfeld
William T. Lifland
Ernest T. Patrikis
Frank Scifo
William J. Sweet Jr.
Small Business Reorganization and the SABRE Proposals
Karen M. Gebbia-Pinett
A Tribute to SEC Chairman Arthur Levitt: Inaugural A.A. Sommer, Jr. Lecturer in Corporate Securities & Financial Law
John D. Ferrick
Leach Keynote Address
James A. Leach
Credit Derivatives: An Overview of Regulatory Initiatives in the United States and Europe
Andre Scheerer
The International Symposium on Derivatives and Risk Management
Carl Felsenfeld
Alan N. Rechtschaffen
Carolyn H. Jackson
Ruth W. Ainslie
Michael N. Brosnan
Darcy Bradbury
Denis M. Forster
Martin Bienenstock
David A.P. Brower
Aaron Rubinstein
David Morris
Eric Seiler
Peter D. Morgenstern
Michael J. Malone
John Lovi
Alvin K. Hellerstein
Charles E. Ramos
Pillars of Civilization: Attorneys and Arbitration
Robert S. Clemente
Karen Kupersmith
Reflections on Exchange Rates and Dollarization
Steve Hanke
Banking Supervision and Government Policy: Intermediation in Today's Financial Markets
Dr. John Kambhu
Banking Supervision and Government Policy: The Role of Regulators in International Financial Reform
William Murden
Recent Market Events and The Foundation for Global Market Crises: A Lawyer's Perspective
Philip H. Harris
Recent Market Events and the Foundation for Global Market Crises: The Experience of Republic National Bank
Walter H. Weiner
Stability in World Financial Markets: Introductory Remarks
Alan Rechtschaffen
New Competitors
Thomas Ryan
Mary M. McDermott-Holland
Arthur Kearney
Dennis Marino
Arthur Pacheco
James J. McDermott Jr.
New Initiatives
Hedi H. Reynolds
New Rules and Regulations
Constantine Katsoris
Richard Lindsey
Robert McSweeney
Eugene Lopez
Yusif Simaan
Edward Fleishmann
The Role of The Courts in The Securities Industry
Kevin T. Duffy
John N. Tognino
New Crises in Asia
Bradley Belt
Malcolm Binks
Dominick Salvatore
The Activist Board and Corporate Governance
Terrence J. Gallagher
Corporate Governance: Does It Make A Difference?
Martin Lipton
Corporate Governance in Europe
Patrick Speeckaert
Institutional Investors: Agents of Change
James E. Heard
M&A Implications of Telecommunications Act of 1996
Jay L. Birnbaum
M&A: Survival of the Fittest in the 21st Century, Strategic Positioning in the Banking and Communications Industries - Should a Bank Acquire, Merge, or Divest
Maureen S. Bateman
M&A in the Banking Industry: Legal Perspective
Fred B. White